Facts

WHAT DOES ASSETGRADE, LLC DO WITH YOUR FINANCIAL INFORMATION?

 

Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

 

 

What?

The types of personal information we collect and share depends on the product or service you have with us. This information can include:

  • Social Security number and income
  • Account balances and assets
  • Transaction history

 

How?
All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons AssetGrade, LLC chooses to share; and whether you can limit this sharing.

 

Reasons we can share your personal information Does AssetGrade, LLC share? Can you limit this sharing?

For our everyday business purposes – such as to process your transactions, maintain your account(s). respond to court orders and legal investigations, or report to credit bureaus

 Yes No

For our marking purposes - to offer our products and services to you

Yes No

For our marking purposes - to offer our products and services to you

Yes No

For joint marketing with other financial companies

 No Not Applicable

For our affiliates’ everyday business purposes-

 No Not Applicable

For our affiliates’ everyday business purposes-

 No Not Applicable

For our affiliates’ to market to you

No Not Applicable

For our nonaffiliates’ to market to you

 No Not Applicable

 

Who we do
Who is providing this notice? AssetGrade, LLC

 

What we do

How does AssetGrade, LLC protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and building.

How does AssetGrade, LLC collect my personal information?

We collect your personal information, for example, when you:

  • Open an account
  • Deposit money
  • Seek advice about your investments
  • Enter into an investment advisory contract
  • Tell us about your investment or retirement portfolio or earnings

We also collect your personal information from other

Affiliates

Companies related by common ownership and control. They can be financial and nonfinancial companies.

  • We have no affiliates.

Nonaffiliates

Companies not related by common ownership and control. They can be financial or nonfinancial companies.

  • We do not share with nonaffiliates so that they can market to you.

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or service to you.

  • We do not jointly market.